台灣金融研訓院(教育訓練)台灣金融研訓院(教育訓練)

班名

  • 活動日期 /

    2024年1月17日(星期三)
    上午9:00至下午5:00

  • 活動地點(敬請擇一報名) /

    實體：財團法人台灣金融研訓院(台北市羅斯福路三段62號)實體課程人數有限，額滿為止

    線上：Cisco WebEx

  • 一般報名NT$7,500或750點
    三人團報享9折優惠
    報名資訊 報名相關注意事項點我連結

－舉辦目的－

隨著國際金融自由化程度日益提高、金融商品與網路科技的蓬勃發展，洗錢手法不斷翻新，而各國法律規範的差異，更使得跨境洗錢管道成為隱匿非法資金的暗角，大幅提高查緝洗錢交易之困難度。

－活動議程－

※本課程內容包含新修正法令、新種業務或新種金融商品，符合金融控股公司及銀行業內部控制及稽核制度實施辦法第32條規定※
時間(GMT+8/UTC+8) 議程
08:30 – 09:00 Registration 報到
09:00 – 09:15【15mins】 Welcome Remarks 開幕致詞

Christine Lim, Head of Sales, Asia-Pacific, ACAMS

公認反洗錢師協會 亞太區銷售主管 林修玲

Nina HUANG, Assistant Vice President, Financial Training Group, Taiwan Academy of Banking and Finance (TABF)

財團法人台灣金融研訓院 金融培訓事業總處資深處長 黃琬馨

09:15 – 09:45【30mins】

Keynote Address: The International AML/CFT Context:Emerging Risks and Regulatory Responses
主題演講：國際防制洗錢與打擊資恐主義的背景：新興風險和監管應對措施

Rick McDonell, Executive Director, ACAMS, Former Executive Secretary, Financial Action Task Force (FATF)
公認反洗錢師協會 執行理事 暨 FATF 前執行秘書長 Rick McDonell
09:45– 10:45【60mins】 (T1)

Regulatory Update: Governments are Stepping in with Increased Measures Against Financial Crime
法規更新：各國政府正採取更多措施打擊金融犯罪

Moderator主持人：

Caryn Leong, CAMS, AML Director – APAC, ACAMS
公認反洗錢師協會 亞洲區反洗錢合規策略總監 Caryn Leong (CAMS)

Speakers 講者：

(Surname in Alphabetical Order 根據英文姓氏字母排序)

CHANG Tzu Ming, Deputy Director General, Financial Examination Bureau, Financial Supervisory Commission
金融監督管理委員會 檢查局副局長 張子敏

LIN Ko Fan, CAMS, CGSS, Specialist, Anti-Money Laundering Office, Executive Yuan
行政院洗錢防制辦公室 諮議 林可凡 (CAMS、CGSS)

  • Sharing global financial crime threats, fraud, and major regulatory actions 分享全球金融犯罪威脅、欺詐以及主要的監管行動
  • Exploring Taiwan's stepped-up efforts to help fight financial crime 探討台灣加强防制洗錢跟打擊金融犯罪的努力
  • Discussing recent published inspection findings and common deficiencies against financial institutions and regulated organizations 討論金融機構和受監管組織近期檢查發現以及常見缺失
10:45 – 11:15 Networking Break 休息時間
11:15 – 12:15【60mins】 (T2)

Some Things Old, Some Things New
新舊交替，更新換代

Moderator 主持人：

TSAO Wei Chieh, Lawyer, Founder, Sinxi at Law; Vice Chairman, Taiwan Virtual Asset Anti Money Laundering Association; Supervisor, Taiwan Fintech Association
信曦國際商務法律事務所 律師/創辦人；台灣虛擬通貨反洗錢協會 副理事長；臺灣金融科技協會 監事 曹維傑

Speakers 講者：

(Surname in Alphabetical Order 根據英文姓氏字母排序)

CHEN Guo Jin, CAMS, Section Chief of Clue Analysis, Anti-Money Laundering Division (AMLD), Ministry of Justice Investigation Bureau
法務部調查局 洗錢防制處 線索分析科 科長 陳國進 (CAMS)

LO Wei Yuan, Prosecutor, Taiwan Taipei District Prosecutors Office
臺灣臺北地方檢察署 檢察官 羅韋淵

  • Exploring the growing popularity of cryptocurrency as a payments channel and the parallel rise of crypto-related money laundering trends and scams 探討加密貨幣作爲支付渠道的日益普及，以及與之同時出現的與加密貨幣相關的洗錢趨勢和欺詐活動的上升
  • Discussing how bad actors are to leveraging more sophisticated techniques to evade detection by traditional money laundering and fraud prevention measures 討論不法之徒如何利用更複雜的技巧來規避洗錢與欺詐行為的檢測
  • Examining alternative payment methods and cryptocurrency are compounding complexity 研究替代支付方式和加密貨幣如何增加檢測的複雜性
12:15 – 13:15 Networking Luncheon 交流和午膳
13:15 – 14:15【60mins】 (T3)

Driving Greater Financial Crime Prevention Through Stronger Controls and Mitigations
通過更强的控制和緩解措施，推動更好的金融犯罪預防機制

Moderator主持人：

Brian Huang, Chairman, Institute of Internal Auditor, Chinese Taiwan, Advisor, Darwin Venture Management Co. Ltd.
中華民國內部稽核協會 理事長 暨 達盈管顧公司 顧問 黃允暐

Speakers 講者：

(Surname in Alphabetical Order 根據英文姓氏字母排序)

CHIOU Mei Chin, Amy, Executive Vice President and Chief Compliance Officer, Hua Nan Financial Holdings Co., Ltd. and Hua Nan Commercial Bank, Ltd.
華南金控兼華南銀行 副總經理（總機構法令遵循主管）邱美卿

Lynn Li, CAMS-Audit, AML Director – Greater China, ACAMS
公認反洗錢師協會 大中華區反洗錢合規策略總監 李娜 (CAMS-Audit)

Ray Liu, CAMS, Head of Legal and Compliance Department, Bank of China Taipei Branch
中國銀行台北分行 法律合規部副總經理/法令遵循主管 劉書良 (CAMS)

  • Examining crossovers between money laundering and fraud risks 探討洗錢和欺詐風險之間的交叉點
  • Establishing a visible, consistent, top-down approach to AFC prevention with a similar attitude to business ethics and professionalism 建立一個明確、一致的自上而下的防制洗錢和防欺詐方法，同時對待商業道德和職業精神採取類似的態度
  • Taking steps to reduce the risk by developing an anti-financial crime culture across your business 建立企業內部防制洗錢和打擊金融犯罪文化來降低風險
  • Managing the prevention, detection and prosecution of AFC risks 管理AFC風險的預防、檢測和起訴
14:15 – 15:15【60mins】 (T4)

Detection of Deception: How Technology is Augmenting Traditional Approaches
檢測詐騙：新技術如何增強傳統方法

Moderator主持人：

Royston Ng, Head Global Regulatory Strategy, Sea Limited
Sea集團 全球法規策略主管 Royston Ng

Speakers 講者：

(Surname in Alphabetical Order 根據英文姓氏字母排序)

Bruce Ju, Director, Customer Compliance and Fraud, Mastercard
新加坡商萬事達卡股份有限公司台灣分公司 客戶風險管理 副總經理 朱本中

TSAI Pei Ling, CAMS, CGSS, Executive Vice President, Head of Anti-Money Laundering Department, Fubon Financial Holding, Head of Financial Safety Department, Taipei Fubon Bank, Fubon Financial Holding Co., Ltd.
富邦金融控股股份有限公司 富邦金控法遵暨法務處洗錢防制部主管 台北富邦銀行金融安全部主管 副總經理 蔡佩玲 (CAMS、CGSS)

  • Delineating the different fraud and scam typologies and red flags 劃分不同的欺詐和詐騙類型及其警示信號
  • Detecting fraud using AI /deep learning approach/big data approach and more 利用人工智能、深度學習方法、大數據等方法檢測欺詐行為
  • Sharing best practice in fraud detecting and investigations process including fraud monitoring mode, transaction analysis, computer forensics and more 分享檢測詐騙和調查過程中的最佳實踐，包括欺詐監控模式、交易分析、計算機取證等內容
15:15 – 15:45 Networking Break 休息時間
15:45 – 16:45【60mins】 (T5)

Strike a Balance Between Development and Risk: Banking Industry How to Execute Virtual Assets Business Safely and Soundly
在發展與風險中取得平衡：銀行業如何安全穩健地開展虛擬資產業務

Moderator 主持人：

Prof. YANG Yueh Ping, Alex, Associate Professor, National Taiwan University College of Law
國立臺灣大學法律學院 副教授 楊岳平

Speakers 講者：

(Surname in Alphabetical Order 根據英文姓氏字母排序)

Audrey Wong, CAMS, Director, Crypto Services and Financial Crime Solutions in Cyber and Intelligence (C&I) Solutions, Asia Pacific, Mastercard
萬事達卡 加密服務與金融犯罪解决方案總監 黄家慧 (CAMS)

Elaine Yeh, CAMS, Chief Compliance Officer, Far Eastern International Bank
遠東國際商業銀行 法遵長 葉玉卿 (CAMS)

  • Discussing how banking industry to avoid de-risking and identify and reduce the money laundering risks of VASP 探討銀行業如何避免“去風險化”，識別和降低虛擬資産服務提供商（VASP）的洗錢風險
  • Helping banking industry to apply the currency flow tracking system for reducing the money laundering risk of virtual assets 幫助銀行業應用貨幣流動追蹤系統，以降低虛擬資産的洗錢風險
  • Evaluating the trends and future prospects of cooperation between banks and virtual asset players 評估銀行與虛擬資産參與者之間合作的趨勢和未來前景
16:45 – 17:00 【15mins】 Closing Remarks 閉幕致詞

Caryn Leong, CAMS, AML Director – APAC, ACAMS
公認反洗錢師協會 亞洲區反洗錢合規策略總監 Caryn Leong (CAMS)
※ 本研討會恕不提供講義紙本。 ※ 主辦單位保留變更本活動內容、講座及時地安排等權利；活動資訊如有異動，以本院網站更新公告為準。

講師介紹(TBC)(Surname in Alphabetical Order 根據英文姓氏字母排序)

KEYNOTE SPEAKER 主題講者
  • Rick McDonell, Executive Director, ACAMS, Former Executive Secretary, Financial Action Task Force (FATF)
    公認反洗錢師協會 執行理事 暨 FATF 前執行秘書長 Rick McDonell講座

    Rick McDonell is well known for his previous role as the Financial Action Task Force (FATF) Executive Secretary. The FATF was established in July 1989 by a G-7 summit in Paris,and examines and develops measures to combat money laundering and terrorist financing. Among McDonell’s many accomplishments at the FATF was the development of a new, standardized country assessment “methodology.” This expanded the focus of assessments beyond the initial implementation of FATF standards to examine their actual effectiveness in terms of supporting a reduction to financial crime levels-a dramatic change, which has enabled the strength of AML regimes to be clearly determined.

    Under McDonell’s leadership, the FATF Global Network also expanded to nine FATF-Style Regional Bodies (FSRBs), an important accomplishment for ACAMS as the Association has members in over 160 countries, most of those in one of the nine regions. McDonell’s many years of direct experience working with the regional bodies has given him a unique global perspective on AML and financial crime challenges facing ACAMS’ members.

    He is a lawyer by training and has had extensive experience as a federal prosecutor and in conducting complex investigations including being in charge of many multidisciplinary investigation Task Forces into organized crime cases both nationally and internationally. He also has had experience in private legal practice and as a university lecturer.

SPEAKER 講者
  • CHANG Tzu Ming, Deputy Director General, Financial Examination Bureau, Financial Supervisory Commission
    金融監督管理委員會 檢查局副局長 張子敏講座
    Educational Background：
    • M.A., Master’s Program in Finance, Fu Jen Catholic University
    • B.A., Department of Banking, National Cheng-Chi University
    Work Experience：
    • Deputy Director-General, Securities and Futures Bureau, Financial Supervisory Commission
    • Deputy Director General, Financial Examination Bureau, Financial Supervisory Commission
    • Director, Financial Examination Bureau, Financial Supervisory Commission
    • Deputy Director, Financial Examination Bureau, Financial Supervisory Commission
    學歷：
    • 輔仁大學金融研究所碩士
    • 國立政治大學銀行系畢業
    經歷：
    • 金融監督管理委員會證券期貨局副局長
    • 金融監督管理委員會檢查局副局長
    • 金融監督管理委員會檢查局組長
    • 金融監督管理委員會檢查局副組長
  • CHEN Guo Jin, CAMS, Section Chief of Clue Analysis, Anti-Money Laundering Division (AMLD), Ministry of Justice Investigation Bureau
    法務部調查局 洗錢防制處 線索分析科 科長 陳國進 (CAMS)講座
    經歷：
    • 臺北市調查處外事站調查官（1997年-2008年）
    • 臺北市調查處機動工作站緝毒組調查官（2008年-2010年）
    • 臺北市調查處機動⼯作站犯防組調查官、組⻑（2010年-2012年）
    • 臺北市調查處⼤安站組⻑（2012年-2018年）
    • 臺北市調查處機動⼯作站緝毒組組⻑（2018年-2019年）
    • 臺北市調查處士林站副主任（2019-2021年）
    • 洗錢防制處線索分析科科⻑（2021年迄今）
    證照：
    • 法務部調查局財務金融專業訓練初級合格
    • （調99防經初字第060004號合格證書）
    • 法務部調查局財務金融專業課程中級合格
    • （調100防經中證字第060017號）
    • 法務部財經金融專業課程高級班合格
    • （法101檢經字第0300150號合格證書
    • 公認反洗錢師認證考試及格（CAMS6_CHT）
  • CHIOU Mei Chin, Amy, Executive Vice President and Chief Compliance Officer, Hua Nan Financial Holdings Co., Ltd. and Hua Nan Commercial Bank, Ltd
    華南金控兼華南銀行 副總經理（總機構法令遵循主管）邱美卿講座
    學歷：政治大學統計系
    現職：華南金控兼華南銀行副總經理(總機構法令遵循主管)
    經歷：
    • 華南銀行國際金融業務分行經理(2004.1~2006.7)
    • 華南銀行士林分行經理(2006.7~2008.7)
    • 華南銀行財富管理部經理(2008.7~2009.7)
    • 華南銀行信託部經理(2009.7~2013.11)
    • 華南金控董事會主任秘書(2013.11~2015.7)
    • 華南銀行總稽核( 2015.7~2020.9)
    • 華南金控副總經理(總機構法令遵循主管) 兼法令遵循處處長(2020.9~2022.7)
    • 華南金控兼華南銀行副總經理(總機構法令遵循主管) (2022.7~迄今)
  • Brian Huang | Chairman, Institute of Internal Auditor, Chinese Taiwan | Advisor, Darwin Venture Management Co. Ltd.
    中華民國內部稽核協會 理事長 暨 達盈管顧公司 顧問 黃允暐講座

    Brian Huang is currently the chairman of the Institute of Internal Audit, Chinese Taiwan, also serves as an advisor for Darwin Venture Management Co., Ltd. He has over 25 years of banking experience including digital banking, cash management products, Fintech, Compliance, AML/Sanction and Internal Control and over 15 years in AML/CFT including: Correspondent Banking, CDD/EDD, Sanctions Scanning, transaction monitoring, SAR investigation and reporting, and continue to pay attention to many emerging issues such as ESG and Virtual Assets. He used to work in Cathay United Commercial Bank, China Development Financial Holdings and Industrial Bank, Bank of America Taipei branch as Chief Compliance & AML officer, and has ever worked in Citibank, HSBC, ABN Amro and others. Mr. Huang obtained a bachelor's degree from the Department of Information Management, National Central University, and holds MBA and LLM degree, both from National Cheng-chi University. He is currently studying for DBA (Doctor of Business Administration) program in National Cheng-chi University.

    黃允暐目前為中華民國內部稽核協會理事長及達盈管顧公司顧問。他有超過25年的銀行工作經驗，包括電子金融、現金管理產品、金融科技、法令遵循、洗錢防制以及內部控制等，並在AML/CFT領域有15年以上的經驗，包括: 通匯銀行，CDD/EDD, 制裁掃描，交易監控，異常交易調查與可疑交易申報等，且對於許多新興議題如ESG、Virtual Asset都持續關注。他曾於國泰世華商業銀行、中華開發金控與工業銀行、美國銀行，擔任總機構法遵主管及洗錢防制專責主管，也曾任職於花旗銀行、匯豐銀行以及荷蘭銀行等。 黃先生是從國立中央大學資訊管理系獲得學士學位，並自國立政治大學先後獲得商學碩士與法學碩士，目前也在國立政治大學商學院資訊管理系進修DBA博士。

  • Nina Huang | Assistant Vice President, Financial Training Group | Taiwan Academy of Banking and Finance (TABF)
    財團法人台灣金融研訓院 金融培訓事業總處 資深處長 黃琬馨 講座
    現職：
    • 財團法人台灣金融研訓院　金融培訓事業總處 資深處長
    經歷：
    • 財團法人台灣金融研訓院　金融訓練發展中心 所長
  • Bruce Ju | Director, Customer Compliance and Fraud | Mastercard
    公新加坡商萬事達卡股份有限公司台灣分公司 客戶風險管理 副總裁 朱本中講座

    Bruce Ju has been working in payment card industry for 25+ years focusing in risk management field. Bruce’s specialties are in retail credit risk management, regulatory / compliance risk management, data analytics. Bruce currently serves in Mastercard Asia Pacific Franchise team across Greater China and Korea market.

    Bruce Ju在支付卡產業工作了25年以上，專注於風險管理領域。 Bruce 的專長是零售信用風險管理、監管/合規風險管理、數據分析。 Bruce目前任職於萬事達卡亞太區特許經營團隊，負責大中華區和韓國市場。

  • Caryn Leong, CAMS | AML Director – APAC | ACAMS
    公認反洗錢師協會 亞洲區反洗錢合規策略總監 Caryn Leong, CAMS講座

    Caryn is the Regional Anti-Money Laundering (AML) Director – APAC for ACAMS, where she is the lead English speaking SME practitioner on AML and Financial Crime Compliance across the APAC region. Working closely with APAC and international colleagues, Caryn plays a key role in shaping ACAMS priorities, offerings, and activities across the APAC region.

    Caryn brings to ACAMS a wealth of AFC global banking experience that spans Standard Chartered, JP Morgan, Clearstream Banking, UBS AG, ABN Amro and Bank of America. Most recently she was the Head of Financial Crime Compliance Controls, Surveillance Excellence with Standard Chartered Bank, where she was responsible for the end to end process, governance, and risk management of the group wide alert disposition process. Caryn's expertise covers Client Due Diligence, financial crime business advisory, project management, governance, risk management, and the overarching financial crime compliance framework.

  • Lynn Li, CAMS-Audit | AML Director – Greater China | ACAMS
    公認反洗錢師協會 大中華區反洗錢合規策略總監 李娜 (CAMS-Audit)講座

    Lynn Li, CAMS-Audit, is currently the AML Director – Greater China of ACAMS. She has more than 20 years of work experience in financial institutions. She has served as Chief Compliance Officer of Anti-Financial Crime department in several international banks and financial technology companies in China, and has also served as partner of a compliance service line in well-known international consulting companies.

    Ms. Li participated in the FATF's first assessment of China during her tenure in a foreign bank. She was granted "Outstanding Anti-Money Laundering Individual" by PBOC every year from 2008 to 2015. In 2013, she was rated as a national "outstanding anti-money laundering individual". In 2014, the financial institution that she served won the title of "Outstanding Anti-Money Laundering Organization".

    In 2018, the artificial intelligence due diligence service solution designed by the team which Ms. Li led won the financial technology award from the British Trade Department.

    She was appointed as an expert of Zhejiang Cross-border E-commerce Integrated Service Application Technology Collaborative Innovation Center.

    李娜女士現任ACAMS公認反洗錢師協會大中華區反洗錢合規策略總監。李娜擁有20多年的銀行業經驗。她先後在多家國際銀行、金融科技公司擔任中國反金融犯罪合規總監，並在國際知名諮詢公司擔任反金融犯罪合規合夥人。

    李娜女士在外資銀行任職期間參加了FATF對中國的第一次評估。李娜被監管委任為機構洗錢風險評估工作組牽頭人，參與設計了地方金融行業機構洗錢風險評估標準。李娜在知名諮詢公司合夥人期間帶領團隊支持中國FATF第四輪互評項目。

    李娜在2008年到2015年間每年都被PBOC評為“反洗錢傑出個人”。2013年被評為國家級“反洗錢傑出個人”。2014年，帶領團隊榮獲“卓越反洗錢機構”稱號。2018年，李娜女士帶領團隊設計的人工智能盡職調查服務的解決方案獲得了英國貿易部授予的金融技術獎項。李娜女士被委任為浙江省跨境電商綜合服務應用技術協同創新中心專家。

    李娜女士多次受到中國人民銀行、中國銀行業監督管理委員會、中國銀行業協會、國際商會、中國工商銀行、中國銀行、中國銀行香港分行、臺灣金融研究所、中國人民保險、中國建設銀行、交通銀行、中國銀聯、黃金交易所、中國註冊會計師協會、中國保險行業協會等的邀請。為監管者、高級管理層、合規人員提供講座和培訓。

  • Christine Lim, Head of Sales, Asia Pacific | ACAMS
    公認反洗錢師協會 亞太區銷售主管 林修玲講座

    Christine is a proficient business development senior leader with 15+ years of experience in Asia Pacific across the media, executive education and AML industries. Currently, Christine leads the Sales Team at ACAMS across the Asia Pacific region. Prior to ACAMS, she held a variety of leadership roles in Business Development at INSEAD, Bloomberg, New York Times.

    Christine is a strong advocate of Diversity, Equity & Inclusion and is a D&I Champion at ACAMS.

  • LIN Ko Fan, CAMS, CGSS, Specialist, Anti-Money Laundering Office, Executive Yuan
    行政院洗錢防制辦公室 諮議 林可凡 (CAMS、CGSS)講座
    現職：
    • APG評鑑員
    • 文化大學法律系洗錢防制法講師
    • 行政院洗錢防制辦公室諮議
    學歷：
    • 台灣大學政治系國際關係組
    • 澳洲昆士蘭大學犯罪學研究所
    • 台灣大學國家發展研究所博士班
    經歷：
    • 調查局洗錢防制處調查官
    • 調查局台中市調查處調查官
    證照：
    • ACAMS國際公認反洗錢師(CAMS)
    • ACAMS國際制裁合規師(CGSS)
    • 防制洗錢與打擊資恐專業人員證照
  • Ray Liu, CAMS, Head of Legal and Compliance Department | Bank of China Taipei Branch
    中國銀行台北分行 法律合規部副總經理/法令遵循主管 劉書良 (CAMS) 講座

    Mr. Liu has over 25 years' experience in the banking industry. He joint Bank of China Taipei branch in 2013 and is currently the Head of Legal and Compliance Department. He is responsible for running the bank's AML committee, developing AML/CFT and Compliance policies and procedures, conducting internal AML and Compliance training and liaison of regulatory relationship. Prior to joining BOC, he has 10 years Compliance and Control experiences in Citi Taiwan. Prior to BOC and Citi, Mr. Liu also worked with other foreign banks and insurance company in various functions, including trade finance, loan operations, and internal audit.

    Mr. Liu received his Master degree from Soochow University (LLM) and National Taiwan University (PMLBA), Taiwan.

    Ray擁有逾25年的金融從業經驗。2013年加入中國銀行台北分行服務，目前主管法律合規部，負責分行的反洗錢委員會運作、制定/督導法令遵循管理和洗錢防制反資恐內部規章、辦理相關內部訓練以及擔任主管機關聯絡窗口。在加入中國銀行前，他在花旗台灣服務近10年，分別從事法令遵循、主管機關聯絡窗口以及內部稽核等相關工作。在加入花旗前，他也曾服務於多家外商銀行與外商壽險公司服務，從事進出口貿易金融與授信相關作業以及內部稽核工作。

  • LO Wei Yuan, Prosecutor | Taiwan New Taipei District Prosecutors Office
    臺灣臺北地方檢察署 檢察官 羅韋淵講座

    自2011年起擔任檢察官迄今，擔任檢肅黑金專組檢察官，負責偵辦重大金融違法案件。另為臺北地檢署涉外小組成員，負責處理刑事司法互助案件，有廣泛參與國際事務之經驗。並於2022年經法務部選派至美國哈佛大學擔任訪問學者

    於2019年獲法務部遴派至美國華盛頓參加由美國財政部國家稅務局犯罪調查處（IRS-CI）舉辦之網路犯罪研討會，嗣於2023年復參加由美國麻州檢察長辦公室主辦之全美電腦犯罪會議，對於虛擬貨幣詐欺、洗錢犯罪、電腦犯罪、科技偵查有研究及實務偵辦經驗，獲行政院洗錢防制辦公室、警政署、法官學院、法務部司法官學院、臺灣高等檢察署及執法機關、公認反洗錢師協會、金融機構等邀請擔任講座，講授虛擬貨幣犯罪、科技偵查實務經驗。

    於赴美期間取得國際知名區塊鏈分析公司 TRM Labs 虛擬貨幣基礎認證（TRM-CFC）、虛擬貨幣調查人員認證（TRM-CI）、高階虛擬貨幣調查人員認證（TRM-ACI）及虛擬貨幣法遵專家認證（TRM-CCS）。另參與美國檢察官、執法機關所組成之虛擬貨幣犯罪研究團體，就虛擬貨幣犯罪偵查與美國檢察官、執法機關有深入之交流。

  • Royston Ng, Head Global Regulatory Strategy | Sea Limited
    Sea集團 全球法規策略主管 Royston Ng講座

    Royston has over 23 years in civil and criminal litigation, commercial and corporate legal, regulatory compliance and risk management. He has held leadership roles in Legal, Compliance and Risk, with a specialization in financial services.

    Royston’s prior experience includes being a prosecutor, a judge, and roles with DBS Bank, General Electric, PayPal, Wirecard, Agoda, Booking Holdings, Mastercard, and fintech startup EMQ Inc.

    In addition to criminal and corporate trial experience, Royston has negotiated multibillion dollar fund distribution agreements, drafted commercial contracts between e-payment giants, and participated in convention negotiations at the United Nations. He has also guided companies through regulatory and external audits and led the development and implementation of AML systems in multinational companies.

    Royston is presently Head of Global Regulatory Strategy and a director in the COO’s office for Sea Limited, which holds Shopee, Garena and various digital financial services under the SeaMoney label.

  • TSAI Pei Ling, CAMS, CGSS, Executive Vice President, Head of Anti-Money Laundering Department, Fubon Financial Holding, Head of Financial Safety Department, Taipei Fubon Bank, Fubon Financial Holding Co., Ltd.
    富邦金融控股股份有限公司 富邦金控法遵暨法務處洗錢防制部主管 台北富邦銀行金融安全部主管 副總經理 蔡佩玲 (CAMS、CGSS)講座
    WORK EXPERIENCE：
    • 2005.1 – 2005.7 　INTERN LAWYER, LEE & LI, ATTORNEY AT LAW
    • 2005.8 – 2008.7 　INTERN JUDGE/PROSECUTOR, JUDICIARY ACADEMY
    • 2008.8 – 2012.8 　PROSECUTOR, TAOYUAN PROSECUTORS OFFICE
    • 2012.9 – 2014.9 　PROSECUTOR, TAIPEI PROSECUTORS OFFICE
    • 2014.9 – present 　PROSECUTOR, DEPARTMENT OF PROSECUTORIAL AFFAIR, MINISTRY OF JUSTICE
      • Drafted Amendment of Anti-Money Laundering Act and re-Amendment of AMLA
      • Drafted Counter-Terrorism Financing Act and Amendment of CTF/CPF ACT
      • Formed Anti-Money Laundering Office
      • Formulated national ML/TF searching database
      • Formulated the training program for public and private sectors
      • Contacted with foreign counterpart with TF/PF issues and cases
      • Contacted with inter-agencies with TF/PF issues and cases
    • 2017.3 – present 　CHIEF OF POLICY UNIT, ANTI-MONEY LAUNDERING OFFICE, EXECUTIVE YUAN
      • Led the preparation of 3rd round APG mutual Evaluation
      • Planned and Implemented National ML/TF Risk Assessment Project
      • Planned and Implemented DNFBPs Risk Assessment and Guidance Project
      • Planned and Implemented NPOs Risk Assessment and Guidance Project
      • Planned TF/PF workshop co-hosted by foreign counterpart
    • 2021.5 – present 　EXECUTIVE VICE PRESIDENT, FUBON FINANCIAL HOLDINGS
      EXECUTIVE VICE PRESIDENT, TAIPEI FUBON BANK
      • Led the eAML project
      • Planned and Implemented Institutional Risk Assessment Project
      • Drafting Group AML/CFT Policy and Regulation
      • Monitoring Group AML/CFT implementation effectiveness
    EDUCATION：
    • 1999-2003 　BACHELOR’S DEGREE, LAW
      National Cheng-Chi University
    • 2003-2007 　MASTER’S DEGREE, LAW
      National Cheng-Chi University
    • 2011-expected 2022 　DOCTOR’S DEGREE, LAW National Chiao Tung University
    PUBLICATION：
    • Monetary order or rule of monetary game? – Comment on AML ACT Amendment (2017)
    • Introduction to International Trends of Money Laundering and the New Amendment of Anti-Money Laundering (2017)
    • Introduction to Amendment of Anti-Money Laundering Act (2017)
    • Critical Path in the Future after 3rd round Mutual Evaluation: Establishing Culture of Compliance (2018)
    • International Trends of Lawyers Role in AML region (2017)
    • Introduction to newly passed Counter-Terrorism Financing Act (2018)
    • Introduction and Comment on APG 3rd round mutual evaluation – Taiwan’s Experience (2018)
    RELEVANT COMPETENCES：
    • TRAINEE OF 3RD ROUND MUTUAL EVALUATION ASSESSOR TRAINING IN INDIA (2015.12)
    • ASSESSOR OF THAILAND 3RD ROUND MUTUAL EVALUATION (2016-MID 2017)
    • CAMS CERTIFICATE issued by ACAMS (2018.2)
    • CGSS CERTIFICATE issued by ACAMS (2021.10)
    • KEYNOTE SPEAKER OF ACAMS REGIONAL CONFERENCE (2017 & 2018)
    • INVITED AS A TRAINER TO THAILAND FOR AML/CFT CAPACITY BUILDING CONFERENCE (2017)
    • TRAINER OF AML/CFT OF TAIWAN ACADEMY OF BANKING AND FINANCE (2016-PRESENT), AWARDED AS YEARLY BEST TRAINER
    • TRAINER OF MOJ PROSECUTORS/JUDGES YEARLY AML/CFT TRAINING (2015-PRESENT)
    • INVITED AS TRAINER FOR MORE THAN 80 TIMES TO LOTS OF FINANCIAL INSTITUTIONS (2015-PRESENT)
    • TRAINEE OF U.S. DEPARTMENT OF TREASURY (2018.4)
    • TRAINEE OF FATF TREIN ON COMBATING PROLIFERATION FINANCING (2018.8.21-24)
    • TRAINEE OF U.S. DEPARTMENT OF STATE ON SANCTIONS IMPLEMENTATION & ENFORCEMENT (2018.12)
    • TRAINEE OF RUSI WORKSHOP ON COUNTER-PROLIFERATION FINANCE (2018.12)
    重要經歷：
    • 行政院洗錢防制辦公室組長兼任法務部調部辦事檢察官
    • 臺灣桃園地方檢察署檢察官
    • 臺灣臺北地方檢察署檢察官
    • 東吳大學助理教授
    • 經濟部著審會官方審查委員、金管會金融創新科技實驗委員會官方審查委員、法務部參與TIFA談判代表
    • 法務部高階金融證照講師、司法官學院、法官學院、內政部警政署、行政院海洋委員會海巡署、財政部關務署、中央銀行、法務部調查局等公部門教育訓練講座 (2016-2020)
    • 金融研訓院菁英講座 (2018、2019、2020年)、證基會「GOPROS培訓計畫」講座 (2020年)、金融研訓院、證券暨期貨發展基金會、保險發展基金會、保險犯罪防制中心、各金控及金融機構董監事會與一般教育訓練講座 (2016-2022年)
    • 衛生福利部、教育部、新北市政府、台北市政府非營利組織教育訓練講座 (2018-迄今)
    • 財政部107年度、108年度自行研究報告評審委員 (財政部研究發展獎勵作業要點)
    • 聯合國毒品及犯罪辦公室 (UNODC) 區域研習會講師 (2019.3.)
    • 國際反洗錢師協會 (ACAMS) 第11屆亞太新加坡年會報告人 (2019.4 )、第1屆南韓年會報告人 (2019.10)、2019年第四季全球關注人物 (ACAMS TODAY)
    學歷：
    • 國立政治大學法學士
    • 國立政治大學法碩士
    • 國立交通大學博士候選人 專業
    資格：
    • 中華民國律師
    • 亞太防制洗錢組織(APG)評鑑員
    • 國際防制洗錢組織(FATF)評鑑員
    • 國際公認反洗錢師(CAMS)證照
    • 國際公認反制裁師(CGSS)證照
    專長：
    • 洗錢防制、資恐防制、相互評鑑、國際談判
  • TSAO Wei Chieh, Lawyer, Founder, Sinxi at Law | Vice Chairman, Taiwan Virtual Asset Anti Money Laundering Association | Supervisor, Taiwan Fintech Association
    信曦國際商務法律事務所 律師/創辦人 | 台灣虛擬通貨反洗錢協會 副理事長 | 臺灣金融科技協會 監事 曹維傑講座
    證照及認證：
    • 國際公認反洗錢師(CAMS)
    • 資訊安全管理系統稽核員
    經歷：
    • 全國律師聯合會 / 數位經濟及金融科技委員會 / 委員
    • 台北律師公會 / 國會及公共事務委員會 / 委員
    • 資策會/第三方支付服務洗錢防制/ 法規諮詢顧問
    • 警政署、調查局、金融研訓院、保發中心、證券期貨公會、各大金融業等講師
    • Deloitte勤業眾信企業風險諮詢合規顧問，協助辦理數十家金融業導入反洗錢合規制度、輔導國內知名銀行及電子票證公司申設電子支付業務
    • 多家跨國虛擬貨幣交易所 、冷錢包公司法務及法遵主管
    • 代表出席金管會及立法院等公聽會及出席區塊鏈大聯盟等會議，並提出建言，推動台灣虛擬通貨相關法令立法
    • 協調推動產業自律及促進產業合規，訂定自律規範
  • Audrey Wong, CAMS, Director, Crypto Services and Financial Crime Solutions in Cyber and Intelligence (C&I) Solutions, Asia Pacific | Mastercard
    萬事達卡 加密服務與金融犯罪解决方案總監 黄家慧 (CAMS)講座

    Audrey Wong is Director of Crypto Services & Financial Crime Solutions in Cyber & Intelligence (C&I) Solutions, Asia Pacific at Mastercard.

    In this role, she oversees range of compliance (including crypto/ digital currencies), anti-money laundering, investigation and transactional monitoring products and capabilities that enables continuous monitoring, safety and security of all payment rails (i.e. wallets, accounts to accounts, card etc) for consumers, merchants, partners, governments and law enforcers.

    Audrey joined Mastercard in 2015 after a variety of risk and regulatory roles in banking and exchanges across United Kingdom, China, Hong Kong and Singapore. Audrey graduated with a Bachelor of Accounting degree at Nanyang Technological University. She is certified Charted Account of Singapore and Certified Anti-Money Laundering Specialists

  • Prof. YANG Yueh Ping, Alex, Associate Professor | National Taiwan University College of Law
    國立臺灣大學法律學院 副教授 楊岳平講座

    Yueh-Ping (Alex) Yang is an associate professor at the National Taiwan University College of Law ("NTU Law"). He received his S.J.D. degree at Harvard Law School in 2017 and started teaching at NTU Law since then. His research interest focuses mainly on financial regulation and corporate governance, including FinTech, financial institution governance, financial consumer protection, capital markets, international finance, etc.

    Currently, he is the director of Taiwan's Financial Ombudsman Institution, director of NTU Law's Asian Center for WTO & International Health Law and Policy, and a research member of NTU's FinTech Center. He provides legal advice to Taiwan's AML Office and Financial Supervisory Commission from time to time, particularly on FinTech regulation issues.

    楊岳平副教授目前任教於臺灣大學法律學系。楊副教授於於2017年取得哈佛大學法學博士學位後，即於臺灣大學任教至今，目前的主要研究興趣為金融監理與公司治理，包括金融科技、金融機構治理、金融消費者保護、資本市場、國際金融等。楊副教授目前為臺灣財團法人金融消費評議中心的董事、臺灣大學亞洲WTO暨國際衛生法與政策研究中心主任以及臺灣大學金融科技研究中心研究員。

  • Elaine Yeh, CAMS, Chief Compliance Officer, Far Eastern International Bank
    遠東國際商業銀行 法遵長 葉玉卿 (CAMS) 講座

    Elaine Yeh, Esq. is currently the Chief Compliance Officer of Far Eastern International Bank (FEIB).

    Ms. Yeh has nearly 30 years of practical experience in the financial industry. In her previous role as a senior lawyer at Tsar & Tsai Law Firm in Taiwan, she has assisted various financial institutions in reviewing documents relating to financial products and handling merger and acquisition (M&A) agreements, investment disputes, worker-employer agreements, corporate matters, and tax disputes for 6 years. She has also served as the legal affairs officer, the money laundering reporting officer, the chief compliance officer and the corporate governance officer at various financial institutions, including HSBC, CTBC Financial Holding (CTBC), Chinatrust Commercial Bank, Taishin Bank, and TFIT (now Cathay United Bank), and assisted CTBC with cross-border and cross-industry M&A and investments to expand its business territory in Asia.

    In recent years, with the rapid development of financial technology, Ms. Yeh has had the opportunity to learn about Blockchain, Virtual Assets, Virtual Assets Service Provider (VASP), and Peer to Peer (P2P) lending industries while serving at FEIB. When seeing these emerging industries as business opportunities for the bank, she also found the challenges and difficulties they brought in anti-money laundering and fraud prevention. Even so, Ms. Yeh has taken a leading role in helping the bank develop these businesses while also establishing sound control mechanisms for existing and potential risks hereof.

    葉玉卿律師目前擔任遠東國際商業銀行法遵長。

    葉玉卿律師曾在台灣的常在國際法律事務所擔任資深律師6年，協助多家金融機構審閱金融商品相關文件、處理併購協議、投資爭議、勞資協議、公司事務、稅務爭訟等事務，並先後在多家金融機構工作，包括：HSBC、中國信託金融控股公司、中國信託商業銀行、台新銀行、第一信託(現為國泰世華銀行)，擔任法務主管、法遵長、防制洗錢及公司治理主管等職務，也包括協助金控公司為擴大在亞洲區金融版圖而進行的跨國及跨產業併購及參股等，擁有近30年的金融實務工作經驗。

    近年金融科技發達，服務於遠東國際商業銀行時，因緣際會接觸到區塊鏈、虛擬資產、虛擬通貨平台業者(VASP)及網路借貸平台業者(P2P)等產業，看到這些新興產業帶給銀行的商業合作機會，但也同時帶給銀行在防制洗錢、防阻詐騙上的挑戰跟難題。即使如此，仍扮演適切角色帶領團隊，協助前線業務單位不只發展業務，同時建置良好機制，將此業務既有及潛在風險，控制在可承受範圍內。

－活動資訊－

課程時間 /
2024年1月17日(星期三) 上午9:00至下午5:00
課程地點(敬請擇一報名) /
實體：財團法人台灣金融研訓院(台北市羅斯福路三段62號)(實體課程人數有限，額滿為止)線上：Cisco WebEx
參加費用 /
一般報名 三人以上團報
(享九折優惠)不可使用愛學習點數
每人新台幣7,500元 愛學習點數750點 每人新台幣6,750元
**報名本研討會者，因認證CAMS研習認證6 Credits所需，將提供個資(含姓名/機構/職稱/email/電話/地址)提供予本研討會主辦單位(公認反洗錢師協會)及贊助單位，報名前敬請務必閱讀並同意個資事項。**
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