• 活動日期 /

  2025年1月15日(星期三)
  上午9:00至下午5:00

• 活動地點(敬請擇一報名) /

  實體：財團法人台灣金融研訓院(台北市羅斯福路三段62號)_{實體課程人數有限，額滿為止}

  線上：Cisco Webex

• 一般報名NT$7,500或750點

  三人團報NT$6,750
  (享9折優惠，不可使用愛學習點數)

  報名資訊 _{報名相關注意事項點我連結}

－舉辦目的－

隨著國際金融自由化程度日益提高、金融商品與網路科技的蓬勃發展，洗錢手法不斷翻新，而各國法律規範的差異，更使得跨境洗錢管道成為隱匿非法資金的暗角，大幅提高查緝洗錢交易之困難度。 本院特與公認反洗錢師協會(ACAMS)邀請海內外資深專家分享於各國政府打擊金融犯罪最新法規及趨勢、應對出口管制挑戰與如何打擊貿易洗錢活動與詐騙行為、以及如何透過公私合作應對洗錢防制等相關議題，幫助台灣與全球反洗錢趨勢接軌，本次研討會將以實體與線上方式進行。

講師介紹(TBC)_{(Surname in Alphabetical Order 根據英文姓氏字母排序)}

• 

  Ariel Joshua Leinwand | Regional Export Control Officer, Taiwan, Korea, Japan, Bureau of Industry and Security | United States Department of Commerce _講座

  Mr. Ariel Joshua Leinwand is serving as the first ever Regional Export Control Officer stationed at the American Institute of Taiwan in Taipei, Taiwan. Mr. Leinwand recently completed a detail as Senior Policy Advisor to the Office of Export Enforcement (OEE) Headquarters focusing on export enforcement policy related to Russia and Belarus with an emphasis on the aviation and financial sectors. Prior to his Headquarters detail from March 2021 to April 2023 Mr. Leinwand was the Special Agent in Charge (SAC) of the Miami Field Office with responsibility for OEE’s investigations and Special Agents located in Georgia, Alabama, Mississippi, Florida, the U.S. Virgin Islands (USVI), and Puerto Rico. Mr. Leinwand previously held the position of Resident Agent in Charge (RAC) of the Atlanta Resident Office (ARO) from May 2016 to March 2021. Prior to becoming the RAC, in 2014, Mr. Leinwand was an OEE Special Agent in Atlanta, Georgia. Mr. Leinwand previously served as a Special Agent with Homeland Security Investigation’s Counter-Proliferation Investigations in Atlanta, Georgia from 2009 to 2014. Mr. Leinwand served as a Special Agent with OEE’s Dallas Field Office from 2006 to 2009, and also worked in Export Enforcement’s Office of Enforcement Analysis (OEA) in Washington, DC for several years to include a detail supporting the Assistant Secretary for Export Enforcement before becoming a Special Agent. Mr. Leinwand was selected as the Export Enforcement Supervisor/Manager of the Year in 2018 and has received one Department of Commerce Individual Gold Medal Award for Personal and Professional Excellence and two Bureau of Industry and Security Bronze Medal Awards for Personal and Professional Excellence. Mr. Leinwand also received the Homeland Security Investigations Director’s Award for Excellence in Counter-Proliferation Investigations. Mr. Leinwand holds a Law Degree and Master’s degree with concentrations in International Affairs and Information Systems from Indiana University. Mr. Leinwand is proficient in Chinese-Mandarin and Hebrew and is a four-year U.S. Army Veteran who served in Military Intelligence.

• 

  黃允暐 | 中華民國內部稽核協會 | 理事長
  Brian Huang | Chairman | Institute of Internal Auditor, Chinese Taiwan_講座

  黃允暐目前為中華民國內部稽核協會理事長。他有超過25年的銀行工作經驗，包括電子金融、現金管理產品、金融科技、法令遵循與內部控制等，並在AML/CFT領域有15年以上的經驗，包括: 通匯銀行，CDD/EDD, 制裁掃描，交易監控，異常交易調查與可疑交易申報等。他曾於國泰世華商業銀行，擔任總機構法遵主管及洗錢防制專責主管，也曾任職於中華開發金控及工業銀行，美國銀行，花旗銀行與匯豐銀行等。

  黃先生是從國立中央大學資訊管理系獲得學士學位，並自國立政治大學先後獲得商學碩士與法學碩士，目前為國立政治大學商學院資訊管理系DBA博士候選人。

  Brian Huang is currently the chairman of the Institute of Internal Audit, Chinese Taiwan. He has over 25 years of banking experience including digital banking, cash management products, Fintech, Compliance, Internal Control and over 15 years in AML/CFT including: Correspondent Banking, CDD/EDD, Sanctions Scanning, transaction monitoring, SAR investigation and reporting. He used to work in Cathay United Commercial Bank as Chief Compliance & AML officer, and has ever worked in China Development Financial Holdings and Industrial Bank, Bank of America, Citibank and HSBC and others.

  Mr. Huang obtained a bachelor's degree from the Department of Information Management, National Central University, and holds MBA and LLM degree , both from National Chengchi University. He is currently DBA (Doctor of Business Administration) candidate of National Chengchi University.

• 

  Caryn Leong (CAMS) | 公認反洗錢師協會 | 亞洲區反洗錢合規策略總監
  Caryn Leong, CAMS | AML Director – APAC | ACAMS_講座

  Caryn is the Regional Anti-Money Laundering (AML) Director – APAC for ACAMS, where she is the lead English speaking SME practitioner on AML and Financial Crime Compliance across the APAC region. Working closely with APAC and international colleagues, Caryn plays a key role in shaping ACAMS priorities, offerings, and activities across the APAC region.

  Caryn brings to ACAMS a wealth of AFC global banking experience that spans Standard Chartered, JP Morgan, Clearstream Banking, UBS AG, ABN Amro and Bank of America. Most recently she was the Head of Financial Crime Compliance Controls, Surveillance Excellence with Standard Chartered Bank, where she was responsible for the end to end process, governance, and risk management of the group wide alert disposition process. Caryn’s expertise covers Client Due Diligence, financial crime business advisory, project management, governance, risk management, and the overarching financial crime compliance framework.

• 

  劉書良 (CAMS) | 中國銀行台北分行 | 法律合規部副總經理/法令遵循主管
  Ray Liu, CAMS | Head of Legal and Compliance | Department | Bank of China Taipei Branch _講座

  Ray擁有逾25年的金融從業經驗。2013年加入中國銀行台北分行服務，目前主管法律合規部，負責分行的反洗錢委員會運作、制定/督導法令遵循管理和洗錢防制反資恐內部規章、辦理相關內部訓練以及擔任主管機關聯絡窗口。在加入中國銀行前，他在花旗台灣服務近10年，分別從事法令遵循、主管機關聯絡窗口以及內部稽核等相關工作。在加入花旗前，他也曾服務於多家外商銀行與外商壽險公司服務，從事進出口貿易金融與授信相關作業以及內部稽核工作。

  Mr. Liu has over 25 years' experience in the banking industry. He joint Bank of China Taipei branch in 2013 and is currently the Head of Legal and Compliance Department. He is responsible for running the bank's AML committee, developing AML/CFT and Compliance policies and procedures, conducting internal AML and Compliance training and liaison of regulatory relationship. Prior to joining BOC, he has 10 years Compliance and Control experiences in Citi Taiwan. Prior to BOC and Citi, Mr. Liu also worked with other foreign banks and insurance company in various functions, including trade finance, loan operations, and internal audit.

  Mr. Liu received his Master degree from Soochow University (LLM) and National Taiwan University (PMLBA), Taiwan.

• 

  蔡佩玲 (CAMS、CGSS) | 富邦金融控股股份有限公司 | 富邦金控法遵暨法務處洗錢防制部主管 | 台北富邦銀行金融安全部主管 副總經理
  TSAI Pei Ling, CAMS, CGSS | Head of Anti-Money Laundering Department, Fubon Financial Holding, Head of Financial Safety Department, Taipei Fubon Bank | Fubon Financial Holding Co., Ltd. _講座

  WORK EXPERIENCE：

  • 2005.1 – 2005.7
    INTERN LAWYER, LEE & LI, ATTORNEY AT LAW
  • 2005.8 – 2008.7
    INTERN JUDGE/PROSECUTOR, JUDICIARY ACADEMY
  • 2008.8 – 2012.8
    PROSECUTOR, TAOYUAN PROSECUTORS OFFICE
  • 2012.9 – 2014.9
    PROSECUTOR, TAIPEI PROSECUTORS OFFICE
  • 2014.9 – present
    PROSECUTOR, DEPARTMENT OF PROSECUTORIAL AFFAIR, MINISTRY OF JUSTICE：
    
    • Led the preparation of 3rd round APG mutual Evaluation
    • Planned and Implemented National ML/TF Risk Assessment Project
    • Planned and Implemented DNFBPs Risk Assessment and Guidance Project
    • Planned and Implemented NPOs Risk Assessment and Guidance Project
    • Planned TF/PF workshop co-hosted by foreign counterpart
  • 2017.3 – present
    CHIEF OF POLICY UNIT, ANTI-MONEY LAUNDERING OFFICE, EXECUTIVE YUAN：
    
    • Drafted Amendment of Anti-Money Laundering Act and re-Amendment of AMLA
    • Drafted Counter-Terrorism Financing Act and Amendment of CTF/CPF ACT
    • Formed Anti-Money Laundering Office
    • Formulated national ML/TF searching database
    • Formulated the training program for public and private sectors
    • Contacted with foreign counterpart with TF/PF issues and cases
    • Contacted with inter-agencies with TF/PF issues and cases
  • 2021.5 – present
    EXECUTIVE VICE PRESIDENT, FUBON FINANCIAL HOLDINGS EXECUTIVE VICE PRESIDENT, TAIPEI FUBON BANK：
    
    • Led the eAML project
    • Planned and Implemented Institutional Risk Assessment Project
    • Drafting Group AML/CFT Policy and Regulation
    • Monitoring Group AML/CFT implementation effectiveness

  EDUCATION：

  • 1999-2003
    BACHELOR’S DEGREE, LAW
    National Cheng-Chi University
  • 2003-2007
    MASTER’S DEGREE, LAW
    National Cheng-Chi University
  • 2011-expected 2022
    DOCTOR’S DEGREE, LAW
    National Chiao Tung University
• 

  葉玉卿 (CAMS) | 遠東國際商業銀行 | 法遵長
  Elaine Yeh, CAMS | Chief Compliance Officer | Far Eastern International Bank _講座

  葉玉卿律師目前擔任遠東國際商業銀行法遵長。

  葉玉卿律師曾在台灣的常在國際法律事務所擔任資深律師6年，協助多家金融機構審閱金融商品相關文件、處理併購協議、投資爭議、勞資協議、公司事務、稅務爭訟等事務，並先後在多家金融機構工作，包括：HSBC、中國信託金融控股公司、中國信託商業銀行、台新銀行、第一信託(現為國泰世華銀行)，擔任法務主管、法遵長、防制洗錢及公司治理主管等職務，也包括協助金控公司為擴大在亞洲區金融版圖而進行的跨國及跨產業併購及參股等，擁有近30年的金融實務工作經驗。

  近年金融科技發達，服務於遠東國際商業銀行時，因緣際會接觸到區塊鏈、虛擬資產、虛擬通貨平台業者(VASP)及網路借貸平台業者(P2P)等產業，看到這些新興產業帶給銀行的商業合作機會，但也同時帶給銀行在防制洗錢、防阻詐騙上的挑戰跟難題。即使如此，仍扮演適切角色帶領團隊，協助前線業務單位不只發展業務，同時建置良好機制，將此業務既有及潛在風險，控制在可承受範圍內。

  Elaine Yeh, Esq. is currently the Chief Compliance Officer of Far Eastern International Bank (FEIB).

  Ms. Yeh has nearly 30 years of practical experience in the financial industry. In her previous role as a senior lawyer at Tsar & Tsai Law Firm in Taiwan, she has assisted various financial institutions in reviewing documents relating to financial products and handling merger and acquisition (M&A) agreements, investment disputes, worker-employer agreements, corporate matters, and tax disputes for 6 years. She has also served as the legal affairs officer, the money laundering reporting officer, the chief compliance officer and the corporate governance officer at various financial institutions, including HSBC, CTBC Financial Holding (CTBC), Chinatrust Commercial Bank, Taishin Bank, and TFIT (now Cathay United Bank), and assisted CTBC with cross-border and cross-industry M&A and investments to expand its business territory in Asia.

  In recent years, with the rapid development of financial technology, Ms. Yeh has had the opportunity to learn about Blockchain, Virtual Assets, Virtual Assets Service Provider (VASP), and Peer to Peer (P2P) lending industries while serving at FEIB. When seeing these emerging industries as business opportunities for the bank, she also found the challenges and difficulties they brought in anti-money laundering and fraud prevention. Even so, Ms. Yeh has taken a leading role in helping the bank develop these businesses while also establishing sound control mechanisms for existing and potential risks hereof.

• 

  Paul Shelton | Group Head of Legal and Compliance | BlueOnion _講座

  Paul is an experienced banking executive with a 30-year history of working as Head of Legal and & Compliance and MLRO for the Asia Pacific branches of major international financial institutions in Japan, Singapore, Australia, and Hong Kong. Paul now resides in Taipei and currently acts as the Group Head of Legal & Compliance for BlueOnion Group Holdings Limited.

  Paul is also very experienced in working with financial regulators across Asia Pacific.

  Paul has provided consultancy services to Taiwanese financial and non-financial industry associations in all aspects of Compliance, AML/Sanctions, Governance, and additionally Employee Training, Speech and Press Release Writing and Editing, Coaching, Mentoring, Presentation Skills, and Project Management and writing opinion pieces for several publications.

  Paul has degrees in law, commerce and arts from the University of Queensland, Australia and was an admitted Solicitor of the Supreme Court of Queensland before embarking on his Asia Pacific banking career.

• 

  盛偉安 | 美國國土安全調查署 | 辦公室調查主管
  Brian Sherota | Country Attaché | Homeland Security Investigations (HSI), Taiwan _講座

  2021 年8月，美國國土安全部國土安全調查署駐臺北辦公室(HSI Taipei)主管盛偉安 (Brian Sherota)來臺就職，此為國土安全部國土安全調查署派駐於海外之第 86 處國際辦公室，渠亦為臺北辦公室首任調查主管，主責跨國犯罪調查活動及與臺灣各執法機關之協調聯繫事宜。

  在渠現任職務前，盛偉安先生曾任職於國土安全調查署邁阿密辦公室，並擔任調查服務組主管，主責管理邁阿密國際機場之邊境執法安全特遣隊 事宜，同時於2011 年至2017 年期間，於國土安全調查署總部擔任多項關鍵職位，包括執行副處長之代理參謀長、執行副處長之副參謀長、國際警察協會首任國土安全調查署研究員、美國眾議院國會研究員。另於擔任國土安全調查署國際行動處主管期間，負責國土安全調查署駐歐洲各國辦公室之行動合作計畫及協調聯繫事項。

  盛偉安先生執法生涯正式於2003年3月展開，渠首先任職於南卡羅來納州哥倫比亞調查辦公室，負責跨國毒品及違禁品走私、兒童剝削、幫派/暴力犯罪和人口走私/販運等調查工作。

  盛偉安先生2000 年畢業於喬治亞大學，獲得工商管理學士學位。

  In August 2021, Supervisory Special Agent Brian E. Sherota arrived in Taiwan marking the opening of Homeland Security Investigations’ (HSI) 86th international office. As the HSI Supervisory Special Agent in Taipei, Taiwan, Mr. Sherota manages all HSI investigative activities and liaison responsibilities for Taiwan.

  Prior to arriving in Taipei, Mr. Sherota was assigned to HSI Miami where he managed a Border Enforcement Security Task Force (BEST) stationed at Miami International Airport and served as the Investigative Services Group Supervisor. From 2011 to 2017, Mr. Sherota served in several key positions at HSI Headquarters in Washington, DC to include acting Chief of Staff to the HSI Executive Associate Director (EAD); Deputy Chief of Staff to the HSI EAD; inaugural HSI Fellow to the International Association of Chiefs of Police; Congressional Fellow – U.S. House of Representatives and as an Operations Manager within HSI’s International Operations Division supporting HSI Attaché offices across Europe.

  Mr. Sherota began his career as a Special Agent in March 2003, assigned to the Office of Investigations in Columbia, South Carolina where he conducted investigations related to transnational narcotics and contraband smuggling, child exploitation, gangs/violent crime, and human trafficking/human smuggling. In 2000, Mr. Sherota graduated from The University of Georgia earning a Bachelor of Business Administration degree.

• 

  黄家慧 (CAMS) | 萬事達卡 | 加密服務與金融犯罪解决方案總監
  Audrey Wong, CAMS | Vice President, Financial Crime | Solutions and Services, Asia Pacific Mastercard_講座

  Audrey Wong is Vice President of Financial Crime Solutions and Services for Asia Pacific at Mastercard.

  In this role, she oversees range of compliance (including crypto/ digital currencies), anti-money laundering, investigation and transactional monitoring products and capabilities that enables continuous monitoring, safety and security of all payment rails (i.e. wallets, accounts to accounts, card etc) for consumers, merchants, partners, governments and law enforcers.

  Audrey joined Mastercard in 2015 after a variety of risk and regulatory roles in banking and exchanges across United Kingdom, China, Hong Kong and Singapore. Audrey graduated with a Bachelor of Accounting degree at Nanyang Technological University. She is certified Charted Account of Singapore and Certified Anti-Money Laundering Specialists.

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